Regulation allocation diagram
Use the Regulation allocation diagram model as follows:
To allocate regulations, regulation chapters, and regulation clauses to regulatory requirements.
To allocate regulations, regulation chapters, regulation clauses or regulatory requirements to the corresponding compliance assessment definition, the persons responsible roles, and asset hierarchies (Compliance Management).
Use the Regulation allocation diagram model to specify Regulatory requirements objects that are related to Regulation objects, Regulation chapter objects, or Regulation clause objects The relations between regulation/regulation clause and regulatory requirement is represented by the refers to connection.
Relationships between objects
Object | Connection | Object | Remark |
|---|---|---|---|
Regulation/ Regulation clause | refers to | Regulatory requirement | Specifies one or more regulatory requirements resulting from one or more regulations or regulatory clauses. |
Use the Regulation allocation diagram model and the following connections to specify a Compliance assessment definition object for a regulatory requirement, and to allocate the Compliance assessment definition object to the roles responsible and the affected asset hierarchies.
Relationships between objects
Object | Connection | Object | Remark |
|---|---|---|---|
Regulatory requirement | refers to | Compliance assessment definition | Specifies the compliance assessment that is to be performed for the regulatory requirement. |
is assigned to | Compliance assessment definition | Allocates the role responsible for the compliance assessment and its workflow. | |
Compliance assessment definition | concerns | Function | Specifies the process function to assess. |
Compliance assessment definition | concerns | Organizational unit | Specifies the organizational unit to assess. |
Compliance assessment definition | concerns | Application system type | Specifies the application system type to assess. |